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The Young Future King: T.H. White’s The Sword in the Stone

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The Young Future King: T.H. White’s The Sword in the Stone

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The Young Future King: T.H. White’s The Sword in the Stone

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Published on July 30, 2015

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Like his fellow author Rudyard Kipling (coming up shortly in this reread), T.H. White was born of two worlds: Great Britain and India. White’s early home life was miserable—his father was an alcoholic reportedly prone to violence, and his parents divorced when he was a child. White was sent back to live with grandparents in England, losing his early home. As an adult, he never married or formed any lasting relationships, except with Brownie, an Irish setter. By his own admission, the dog was his family; he was devastated when she died. Some critics have speculated that he might have been gay, and had difficulty accepting that identity, but the evidence for this is ambiguous.

In any case, until the dog, like many lonely, miserable children, he ended up finding his solace in books. Among these: Sir Thomas Malory’s Le Morte d’Arthur, which White used first as a subject for his university thesis, and later as a subject for a series of novellas finally collected in The Once and Future King, by far his most popular work. It can be read as an epic, or as an individual work: in this post I’m going to focus on the first novella: The Sword in the Stone.

The Sword in the Stone functions as a sort of prequel to Le Morte d’Arthur. Malory’s chief concern in that book was to contrast the glorious chivalry of King Arthur’s times with the social disintegration and moral dissolution of the 15th centuries. A moral dissolution Malory seems to have been personally familiar with: he’s been tentatively identified with a Sir Thomas Malory who spent significant time in prison on charges of morally dissolute rape, kidnapping and theft. This concern meant that Malory had mostly focused on adult concerns, and later authors had generally followed his lead. No one, White realized, had really discussed Arthur’s childhood and education, or explained how a boy raised in the household of a comparatively minor knight had become king. White saw a missing story, and proceeded to write it, with considerable satire and—shall we say—a rather liberal interpretation of the traditional Arthurian characters.

The novella is more or less set in the early 13th century—1210 to 1216, to be exact, if we can believe the book, which I don’t think we can. Oh, sure, from time to time, White tells us it’s the twelfth or thirteenth century, and some twelfth century sorts of things—jousting, archery, Robin Hood—happen in the book, but White, well aware that the majority of Arthurian retellings could hardly be called historically accurate, made almost no pretense at creating an accurate description of the medieval period. Quite apart from Merlin’s time travelling anomalies, anachronisms abound: a fish discusses evolution, for instance (and is described as having an American, Uncle Sam look); Sir Ector refers to the battle of Crecy in 1346 as a past event; the characters sing the 18th century song Adeste Fideles; a couple of characters have access to quinine, and so on.

The anachronisms are deliberate. White wanted his The Sword in the Stone (and its sequels) to be understood as a 20th century work, not a historical novel. He wrote it while keeping a watchful and cynical eye on what he deemed distinctly modern problems: rising totalitarianism systems and surging population growth, two things he was not fond of, as an adventure with ants demonstrates. Not that White was overly fond of democratic systems, either. Instead, The Sword in the Stone rhapsodizes over the feudal system, wishing it could return. Or at least the feudal system as practiced by Sir Ector. White does admit that the peasants are not doing quite as well in other sections of the country, and King Arthur ended up having to go after evil nobles for a reason. Still, even a system with evil nobles and oppressed peasants is better, White suggests, than contemporary political systems.

But oddly enough, despite this rhapsody, much of The Sword in the Stone ends up undercutting this pro-feudalism arguments—starting with the depiction of Arthur. The ideal of knighthood, chivalry and feudalism in most pre-20th century tellings, and certainly in Malory, Arthur is here presented in a distinctly un-ideal, realistic telling. Arthur is not all that bright, poorly educated, and often lazy—a fairly typical kid, that is. Whether this represents a crack in the feudal ideal—that its ideal king is, well, not all that ideal—or a point in its favor is an open question.

Apart from this, Arthur—here called Wart—is not yet a knight, let alone a king. He’s training to become a squire, unlike his foster brother Kay, who is training to become a knight. Wart does not know who his parents are, and as a foster child, his options are limited. That makes Arthur different—shades of what White had felt in his own childhood—until he finds Merlin, who becomes his new tutor.

Merlin just happens to be one of those tutors who believes in teaching through experience, and by experience, Merlin means “transform Wart into various animals.” When, that is, Merlin isn’t sending Arthur and Kay out on adventures.

These transformations also work to let White indulge in wordplay and political criticism. An adventure where Wart turns into an ant, for instance, turns out to be more about linguistics, totalitarianism and conforming to expectations than about, well, biology or ants, although I was left with the sneaking suspicion that White was not overly fond of ants. It also contains a withering dissection of the false logic White had seen used to persuade citizens to go to war, a theme White frequently returns to and emphasizes, as in a moment when Wart is spending some time flying with geese:

But what creature could be so low as to go about in bands, to murder others of its own blood?

The geese may war against other species, but never war against each other.

(Before my North American readership protests, I’m guessing that White never heard or encountered Canada geese, a definite exception to the geese war issue, but that’s not really the point here.)

And just in case any readers may have missed the not very subtle point, a badger later asks the not all that bright Wart which he preferred: the ants in their endless war or the geese, who refuse to fight. Wart, still struck by a love for knights and colorful chivalry, doesn’t answer, but it’s not too difficult for readers to remember that Wart hated living with the ants, and loved living with the geese.

It may seem an odd message to find in a book that otherwise praises feudalism and is, more or less, about chivalry and learning to fight in a culture that teaches its boys very little beyond hunting and fighting, a culture that admires Maid Marian because she is an accomplished soldier, not for her many other skills—like, say, imitating several species of birds. But by 1937, White, along with others, could see the signs of war on the horizon, and his fears bled into this book. A later edition—written after White spent World War II writing in Ireland instead of joining the British Army—would be even more anti-war.

And for all of White’s clear love of Sir Thomas Malory, White also had no problems poking gentle fun at chivalry and knighthood—as in, for instance, the great joust between King Pellinore and Sir Grunmore, which proceeds vvvveeerrrryyyyyy slowly because of a) the weight of their armor, b) Sir Grunmore’s later refusal to yield, c) King Pellinore’s refusal to cut off his head. Or the boredom Pellinore feels after years and years of chasing the Questing Beast—and his panic and near despair when the Beast nearly dies.

In the end, The Sword in the Stone turns out to be less about chivalry, and more about finding your place in the world when you seem to have none—and not, perhaps, being all that pleased once you discover it. Wart may not want to be king, but even the worlds he enjoys—like the world of the geese—turn out to be wrong for him.

And also, of course, a way for White to cheerfully reinterpret various characters from Arthurian legend. I find that I can’t quite believe his description of Morgan le Fay as “a fat, dowdy, middle-aged woman with black hair and a slight moustache”—I’ve read far too many alternative descriptions of her to believe that—but his description of the none too bright Arthur and the easily distracted, temperamental Merlin work brilliantly.

With all the satire, the reinterpretations, and the political commentary, this is not a book that moves quickly—meandering is probably the best description of it—and more than once White reveals moments of deep cruelty and cynicism that feel a bit shocking in a book that started on such a lighthearted note. But that cruelty and cynicism help set up the later, stronger parts of The Once and Future King, a mediation on war, and choices, politics and grief, perfection and failure. It inspired not just the Disney film, but a Broadway musical, and the book had a powerful influence on several 20th century fantasy authors, including David Eddings, J.K. Rowling and Neil Gaiman. Both Belgarath and Dumbledore owe quite a lot to Merlin. I wouldn’t call this the definitive King Arthur book by any means, but if you do like King Arthur stories, it’s not one to miss.

Two warnings for readers. One, The Sword in the Stone was published in three very different editions: the original 1938 British one (which I have not read), a partly revised American version (which I read some time ago), and another revised version in 1958 intended for The Once and Future King that eliminated a couple of events from the first edition and added a few other passages—including the passage about the geese. The Retro Hugo award given to The Sword in the Stone was for the original 1938 edition; for this reread, I read the 1958 version since it was easily available. Two, the version of The Sword in the Stone found in the 1958 edition of The Once and Future King contains some uses of the n-word. The word is only used by unsympathetic characters, but even in this context, readers may find these uses offensive.

Mari Ness lives in central Florida.

About the Author

Mari Ness

Author

Mari Ness spent much of her life wandering the world and reading. This, naturally, trained her to do just one thing: write. Her short fiction and poetry have appeared in numerous print and online publications, including Clarkesworld Magazine, Apex Magazine, Daily Science Fiction, Strange Horizons and Fantasy Magazine.  She also has a weekly blog at Tor.com, where she chats about classic works of children’s fantasy and science fiction.  She lives in central Florida, with a scraggly rose garden, large trees harboring demented squirrels, and two adorable cats. She can be contacted at mari_ness at hotmail.com. Mari Ness spent much of her life wandering the world and reading. This, naturally, trained her to do just one thing: write. Her short fiction and poetry have appeared in numerous print and online publications, including Clarkesworld Magazine, Apex Magazine, Daily Science Fiction, Strange Horizons and Fantasy Magazine.  She also has a weekly blog at Tor.com, where she chats about classic works of children’s fantasy and science fiction.  She lives in central Florida, with a scraggly rose garden, large trees harboring demented squirrels, and two adorable cats. She can be contacted at mari_ness at hotmail.com.
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9 years ago

I read this book some time ago, although it didn’t leave a huge impression and I have some vague memories of the animal scenes, and the Questing Beast, now that you mention it.  Arthurian legend was never one of my main interests – in fact, it wasn’t even until I was in college (and taking a class on Tolkien, actually) that I slowly started to realize that what I think of as ‘the Arthur story’ doesn’t really exist; I’d probably absorbed some from the Disney version or other cultural references, but there isn’t one definitive story. We studied several of them in that class.

Similar to Robin Hood, I suppose.

But at any rate, I never knew much about the author or the various points he was trying to make, so that is interesting. I can’t say I agree I think feudalism is better than democracy, though!

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Raskos
9 years ago

I’m glad that you explained about the various editions. My first reading of The Sword in the Stone had Kay kidnapped by a confederation (or gang – this is a long time ago) of various homunculi, from de Mandeville, I believe – fellows with ears so large they could wrap themselves in them, anthropophagoi, blemmyes, etc. – while the next time I read it (much later), these had been replaced by a bunch of Celts, not very flatteringly depicted. And I’m pretty sure that the bits with the badger and the ants weren’t there on my first reading. White seems to have had it in for the Welsh and Irish and they come off badly in this series and in at least one other book of his.

In his book The Goshawk, White details a relationship with something other than his dog. The bird (a goshawk that White broke to the gauntlet, a process that he describes in this book) seems to have informed the character of the mad Captain Cully.

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Dan Blum
9 years ago

Interestingly, the movie tie-in edition (or at least the one I owned, which was published some time after the movie came out) is one of the earlier ones, not the one included in TOAFK – it has the duel between Merlin and Madame Mim and other things cut from the TOAFK version. IIRC most of the scenes added to that version were originally in the fifth section which White scrapped and which was later published as The Book of Merlin.

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9 years ago

As I understand it, The Once and Future King is basically a ‘fix-up’ consisting of material drawn from a series of novels or novellas.  My first exposure to it, like most people, was the version from 1958.  But, while I liked the early adventures in The Sword in the Stone, my favorite part of the larger work was the Book of Merlyn, the last volume, which was not published until 1977.  It contained some marvelous allegories, with a strong anti-war bent, which is probably why it wasn’t published when originally written during WWII.

By itself, The Sword in the Stone is a lovely and witty coming of age story, which not surprisingly drew attention from Disney.  The whole work of The Once and Future King, however, moves from youth to maturity and tonally from light to dark in a very moving fashion.  It remains one of the most powerful stories I have ever read, which takes the original source material and makes it an even richer and more compelling narrative.

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Siberian Hamster
9 years ago

I read the copy in the Once and Future King, it sounds much like the one describes.

@2 From what I understand (my information comes from my memories of the introduction to tOaFK, White did like the Irish, but felt that they never really accepted him. The general impression I have of White is that he was something of a misanthrope.

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9 years ago

You might also mention just how beautifully the whole thing is written, start to finish.

Cheers,

zdrakec

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Brenda A.
9 years ago

I tried reading “The Once and Future King” a while ago and just couldn’t get into it – I’ll have to try it again sometime.

I would recommend a series of books by Gerald Morris, YA retellings of the various knights’ tales – usually from the point of view of a young squire or page who accompanies the knight on his quest, and often wonders at the strange happenings and lack of logic…

They don’t need to be read in order, but there is some continuity.

The Squire’s Tale
The Squire, His Knight, and His Lady
The Savage Damsel and the Dwarf
Parsifal’s Page
The Ballad of Sir Dinadan
The Princess, the Crone, and the Dung Cart Knight
The Lioness and Her Knight
The Quest of the Fair Unknown
The Squire’s Quest
The Legend of the King

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HelenS
9 years ago

“Some critics have speculated that he might have been gay, and had difficulty accepting that identity, but the evidence for this is ambiguous.”

Wait, what? There’s no doubt whatsoever. He said so himself, numerous times. See the biography by Sylvia Townsend Warner.

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AeronaGreenjoy
9 years ago

@7: Ooh, those sound good. Garth Nix has also written at least two beautiful short stories reinventing the perspectives of certain Arrhurian characters, in his anthology Across the Wall

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Doug Muir
9 years ago

HelenS beat me to it, but:  Yeah, there’s not much question that White was gay. The Wikipedia article presents this as being an open question, but if you look at his correspondence, or the testimony of his friends… well, if he wasn’t gay, then he was lying about his feelings and attractions consistently over a period of decades.

It’s really not correct to say TSitS “rhapsodizes over the feudal system”.  White was pretty realistic about the awfulness of feudalism, both in this book and in the later ones.  What he gets rhapsodic is about old-time English country life.  The description of haymaking at the beginning of the book, for instance — that was straight from his own childhood.  (Most of us would find haymaking hard and rather tedious work, especially for a child.  It speaks volumes about White’s childhood that one of his happiest memories was getting away from his horrible family and out into the fields.)  Similarly, the Olde English Christmas described with such affection in the book was a love letter to a  lost, half imaginary rural England, not to feudalism.  

As Raskos noted, White had at least one other serious relationship in his life: with his hawk.  It didn’t end well.  He also had a number of friendships across the literary and creative Anglosphere, though none of them could be called very close.

It’s a bit much to call Wart “not all that bright, poorly educated, and often lazy”.  It’s true that he’s not terribly bright (White says so in so many words), but that’s part of the point of the book, and indeed of the whole series. Wart is not brilliant, nor strong, nor particularly promising material for a squire, let alone a knight.  What makes him a relatable protagonist is his heart: he’s caring, kind, and loyal to a fault.  These are the same virtues that will make him a great King, and they’re the qualities that will ultimately bring him low.  Taken as a whole, the books have a very sharp, tragic double message: a good heart can make you great, but it cannot save you.

Anyway.  Someone said the book was a fixup of shorter stories.  No.  It does read that way a bit — it’s very episodic — but White sat down and wrote it as a single novel, and it was published that way.

 

Doug M.

 

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Saavik
9 years ago

I just got this coming Sunday’s New York Times Book Review (8/9), and the “By the Book” column has questions answered by Ursula LeGuin. She lists some of the fantasies she rereads: Alice in Wonderland, Gormenghast, The Jungle Books, The Lord of the Rings and The Sword in the Stone. (SF rereads she lists: Dick’s The Man in the High Castle, Aranson’s Ring of Swords, and McIntyre’s Dreamsnake; and she says “I expect Mieville’s Embassytown will soon join them.”)

I read The Sword in the Stone as a child, loved it, and still give it to every child I know. I love the relationship between King Pellinore and the Questing Beast; I’m not sure what sort of human experience it could stand as a metaphor for, but it’s very touching, fewmets and all. And I always talk about the ants to people who are dissertating. The ants have only one pair of adjectives of quality: done and not-done. Beautiful, good, impressive, logical, etc. all translate into antish as “done.” This is the approach needed by someone who is two-thirds of the way through a dissertation.

 

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Doug Muir
9 years ago

Spelling out the previous comment a bit more: it’s not so much that Wart is stupid or lazy as that he’s a rather passive observer through most of his adventures.  He gets captured by Madame Mim (that’s not in this edition), is almost entranced by the pike, listens passively to stories from Athena and the badger, is hunted by Galapas, gets swept along on Kay’s adventure, and so forth.  In the most extreme case, he literally is forced to stand still while death stalks him in the mews.  He takes a proactive role exactly twice — at the beginning of his adventures (when he chooses to follow Cully into the woods) and at the end (when he chooses to take the sword).

Wart’s virtues can be summed up as *decency*, a word that resonates with particular strength in traditional English culture.  And the power, importance, and failures of decency as a code for life will be a major theme across the series.

— I’m mildly surprised that nobody has mentioned some of the book’s beautiful set-piece scenes.  The bit when he pulls the sword from the stone, with the “strange clear light” and all his friends and enemies speaking to him?  Just eerie and gorgeous.

Doug M.

 

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9 years ago

It’s great to see you commenting, Doug!  Have your young persons been exposed to “The Sword In The Stone” yet?

I received the video from a boyfriend.  I’d been expecting a proposal, but let him live, & we’ve been married 24 years.  

:)

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9 years ago

I think Morgan was only a middle-aged woman with a mustache when her glamor wasn’t functioning. Regardless, I believe she was described as a blonde starlet who smokes cigarettes in earlier versions. I’m pretty sure the badger was always there, but his lines were altered when the ant and goose episodes were inserted.

The ants’ use of “done” and “not-done” reminds me somewhat of Orwell’s totalitarian society with its own language, but I’m not sure when this episode was first published in relation to 1984.

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David Gouldstone
9 years ago

I’ve only just by chance come across your excellent review of The Sword in the Stone. You might be interested in a blog post I’ve just published comparing the 1st (UK) edition with that in the omnibus edition.

http://icknieldindagations.blogspot.co.uk/2015/12/t-h-whites-sword-in-stone-1st-edition.html